2019 SEC Advisory (Broiler)
The Commission has received information that BROILERPRENEUR CORPORATION, an entity which has been the subject of an SEC Advisory issued on 31 May 2019, is also operating under the names of BROILER ENTREPRENEURSHIP AGRIVENTURES INCORPORATED (“BROILER ENTREPRENEURSHIP”) and SUPER LIVESTOCK HOLDINGS INC. (“SUPER LIVESTOCK”), employing the same fraudulent investment schemes used by BROILERPRENEUR CORPORATION.
Based on the information gathered and verified by the Commission, BROILER ENTREPRENEURSHIP and SUPER LIVESTOCK are enticing the public to invest by purchasing a minimum of twenty (20) chicks worth One Thousand Pesos (Php1,000.00) with a guaranteed profit of 100% in sixty (60) days.
The public is hereby informed that BROILER ENTREPRENEURSHIP and SUPER LIVESTOCK are registered with the Commission as corporations, however, they are NOT authorized to offer, solicit, sell or distribute any investment/securities to the public.
Such activities require a Secondary License from the Commission and the securities or investment product should likewise be registered with the SEC before they can be offered or sold to the public under Sections 8 and 12 of the Securities Regulation Code (SRC).
Both entities were NOT issued such license by the Commission.
Consequently, those who act as salesmen, brokers, dealers or agents of BROILER ENTREPRENEURSHIP and SUPER LIVESTOCK in selling or convincing people to invest in their investment schemes including solicitations or recruitment through the internet may likewise be prosecuted and held criminally liable under Section 28 of the SRC and penalized with a maximum fine of Five Million Pesos (Php5,000,000.00) or maximum penalty of Twenty One (21) years imprisonment or both pursuant to Section 73 of the SRC (SEC vs. Oudine Santos, G.R. No. 195542, 19 March 2014).
In view thereof, the public is hereby advised to STOP INVESTING in the investment schemes being offered by BROILERPRENEUR CORPORATION, BROILER ENTREPRENEURSHIP and SUPER LIVESTOCK.
Furthermore, the names of all those involved will be reported to the Bureau of Internal Revenue (BIR) so that the appropriate penalties and/or taxes be correspondingly assessed.
Should you have any information regarding the operation of the subject entities, please call the Enforcement and Investor Protection Department at telephone numbers 818-6047.
For guidance of the public.
2022 SEC Advisory (Piggery Farming)
Based on the information gathered by the Commission, a number of individuals or group of persons claiming to represent SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING / SPC PIGGERY FARMING / SEYMOURE PIGGERY FARM whose owner/proprietor is a certain PAUL AMORES BAUZON ROSALES, are enticing the public to invest their money in said entity.
Paul Amores Bauzon Rosales thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/SEYMOURE PIGGERY FARM is offering investments in the guise of selling of piglets amounting to Php6,000.00 which would earn 50% profit after 130 days.
As the above described scheme of PAUL AMORES BAUZON ROSALES thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/ SEYMOURE PIGGERY FARM involves the offering and sale of securities to the public, the Securities Regulation Code (SRC) requires that these securities are duly registered and that the concerned company and/or any of its agents must have the appropriate registration and/or license to sell such securities to the public pursuant to Section 8 of the SRC.
SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/ SEYMOURE PIGGERY FARM is not registered with the Commission.
The schemes it employs show indication of a “Ponzi Scheme” where monies from new investors are used in paying “fake profits” to prior investors and is designed mainly to favor its top recruiters and prior risk takers and is detrimental to subsequent members in case of scarcity of new investors.
Thus, having no primary registration, with more reason that it cannot be granted a secondary license that would allow it to solicit investments from the public.
Moreover, to prop up its illegal investment-taking activities, SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/SEYMOURE PIGGERY FARM, offers incentives to those who will be able to recruit, giving different figures in the form of “promos” for a given period of time to lure existing investors to recruit new investors or to re-invest.
Please be reminded that the offering and sale of such securities in the form of investment contracts using the “Ponzi Scheme” is fraudulent and unsustainable and is NOT a registrable securities.
The Commission will NOT ISSUE a Permit to Offer and Sell Securities to the Public to persons or entities that are engaged in this business or scheme.
Accordingly, the Commission warns all unscrupulous individuals and/or entities that strict penalties are imposed for violations of the Securities Regulation Code, the Revised Corporation Code of the Philippines and such other laws, rules and regulations enforced by the Commission.
Hence, those who act as salesmen, brokers, dealers or agents or claim to act as such of PAUL AMORES BAUZON ROSALES thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/
SEYMOURE PIGGERY FARM in selling or convincing people to invest in the investment scheme being offered by said entity including solicitations and recruitment through the internet may be prosecuted and held criminally liable under Section 28 of the SRC and penalized with a maximum fine of Five Million pesos (Php5,000,000.00) or penalty of Twenty-one (21) years of imprisonment or both pursuant to Section 73 of the SRC.
Also, those who invite or recruit others to join or invest in such venture or offer investment contracts or securities to the public may incur criminal liability, or otherwise be sanctioned or penalized accordingly as held by the Supreme Court in the case of Securities and Exchange Commission vs. Oudine Santos (G.R. No. 195542, 19 March 2014).
Further, the names of all those involved will be reported to the Bureau of Internal Revenue (BIR) so that the appropriate penalties and/or taxes be correspondingly assessed.
In view thereof, the public is advised NOT TO INVEST or STOP INVESTING in any investment scheme being offered by PAUL AMORES BAUZON ROSALES thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY FARMING/ SEYMOURE PIGGERY FARM and exercise caution in dealing with any individuals or group of persons soliciting investments or recruiting investors for and on behalf of PAUL AMORES BAUZON ROSALES thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY FARMING/SPC PIGGERY
FARMING/ SEYMOURE PIGGERY FARM as well as to any other entities having the same or similar schemes and to exercise caution in dealing with any individuals or group of persons soliciting investments for and on behalf of it.
Should you have any information regarding any investment solicitation by any individuals or group of individuals on behalf of PAUL AMORES BAUZON ROSALES thru SEYMOURE PAUL CONCEPTUALIZED PIGGERY
FARMING/SPC PIGGERY FARMING/ SEYMOURE PIGGERY FARM, please send your report to the ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT at epd@sec.gov.ph.
For the guidance of the public.
Pasay City, 25 January 2022.
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